Watershed Conservation in the Northfield Agricultural Community:
Literature Review 

 

Home
 

Methodology
 

Literature Review

-- Sustainable Ag and 
    Watershed Conservation
-- Government Programs
-- Barriers to Conservation
    Farming
-- Creating an Enabling 
    Environment for 
    Conservation Farming
 

Research Project: Conservation Farming in Northfield, MN

--  Watershed Conservation
    on Northfield Farms
-- Government Programs
-- Barriers to Conservation
    Farming
-- Creating an Enabling 
    Environment for 
    Conservation Farming
 

In Pictures: Northfield Farms
 

Educational Program Development for Conservation Farming in Northfield, MN
 

Conclusions
 

Acknowledgements
 

Literature Cited
 

Ecological Research:  Connections Between 
Sustainable Agriculture and Watershed Conservation

Water Quality Problems of Conventional Agricultural Practices

Numerous studies have documented that disturbed land covers, and particularly agriculture, are associated with higher levels of non-point source (NPS) pollution in nearby water bodies than natural forested or grassland areas (Allan et al., 1997; Hunsaker and Levine, 1995; Johnson et al., 1997; Omerick et al., 1981; Osborne and Wiley, 1988; Wear et al., 1998).  In a study of Midwestern stream ecosystems, Johnson et al. (1997) actually found the percentage of a watershed in row crop agriculture to be the dominant factor explaining stream water chemistry.  In a study of the effects of land-use on water quality in an agricultural watershed, Gregory and Primack (2003) also found that row crop agriculture was positively correlated with levels of sediment, nitrates, and soluble reactive phosphorous in streams.  However, the effects of agriculture on water quality are highly variable depending on physical conditions including climate, soils, subsurface geology, and topography, as well as cultural conditions including crops grown, tillage methods used, chemicals applied and conservation practices in place, such as riparian forest buffer strips (Anderson, 2001).  For example, Gregory and Primack (2003) actually found negative correlations between the percentage of land in no-till agriculture and levels of sediment, nitrates, and soluble reactive phosphorous in streams.  These variations should be borne in mind in any generalized discussion of the effects of agriculture on water quality. 
 

  • Sedimentation
Each year, 880 x 106 tons of soil is deposited in American aquatic systems (Pimentel et al., 1995).  Allan et al. (1997) found that sediment yields in a largely agricultural subcatchment were up to ten times greater than sediment yields in a forested watershed in response to similar storm events.  Such sedimentation decreases stream habitat quality by reducing transition of sunlight and filling in the rocky substrates where fish spawn (Uri, 1999). 

Soil erosion and nutrient losses due to leaching and runoff are strongly influenced by farming practices.  Erosion rates are highest where agricultural land-use practices such as monoculture row cropping and deep tillage expose soil to the mechanical disturbance of wind and water and deplete organic matter, which would otherwise stabilize soil particles (Poincelot, 1987; Wear et al., 1998). 
 

  • Nutrient and Pesticide Pollution
Sediments from eroded agricultural land may also contaminate water with nutrients and pesticides adsorbed onto the soil particles (McMahon and Harned, 1998).  Nutrient losses from agricultural catchments are much higher than those of forested or grassland areas, and there is a direct link between nitrogen levels in major rivers and the magnitude of agricultural nitrogen inputs in their watersheds (Gergel et al., 2002; Howarth et al., 1996).  Often, more than 50% of the fertilizer applied to fields is lost from the farm, causing serious pollution of watersheds (Jordan, 2002). 

Nitrates and orthophosphates are the limiting nutrients in biological communities, and excessively high levels can have deleterious effects on community diversity.  Nutrient enrichment, particularly with phosphorous, has been shown to decrease biodiversity in aquatic systems affected by nonpoint source pollution from agriculture.   Also known as eutrophication, the process of nutrient enrichment alters food webs and results in dominance of nuisance species such as blue-green algal blooms in freshwater systems (Tilman, 1999).  As decomposers metabolize dead plant material from algal blooms, they consume oxygen in the water, leading to low dissolved oxygen concentrations and fish die-offs (Uri, 1999; Wear et al., 1998; Follett and Delgado, 2002).  In addition to lethal effects on aquatic organisms, pesticides in runoff may have other negative effects.  Herbicides have been shown to hinder photosynthesis in aquatic plants, and pesticides at sublethal concentrations lower the resistance of fish to other stresses (Uri, 1999). 
 


 

hypoxic zone in the Gulf of Mexico
Nutrients from fertilizers put on corn in Minnesota enter the Missouri River and eventually contribute to eutrophication and hypoxia in the Gulf of Mexico.  This ‘dead zone’ threatens the livlihood of fishermen who depend on high enough levels of dissolved oxygen to support aquatic life. 

(Photo from: MPCA.  2000.  Oxygen-poor ‘dead zone’ links Gulf of Mexico with Minnesota waters.  Minnesota Environment, Nov. 2000.  Accessed online at: http://www.pca.state.mn.us/publications/mnenvironment/fall2000/hypoxia.html. Used with permission.)

High nitrate concentrations in ground and surface water can also have negative impacts on human health, particularly in infants (Follet and Delgado, 2002).  When infants under 6 months old ingest ground water with high nitrate concentrations, bacteria in the stomach convert it to the more toxic nitrite form.  This leads to a reduced capacity of the blood to carry oxygen to the tissues, a condition known as methemoglobinemia, or ‘blue baby syndrome’ (MPCA, 1998). 
 
 

Water Quality Benefits of Sustainable Agricultural Practices

Practices that preserve soil, minimize the need for chemical fertilizers and pesticides, and reduce runoff can significantly improve water quality by reducing both runoff volume and nutrient and pesticide flux in runoff.    Incorporation of perennial crops into a crop rotation, no-till agriculture, nutrient management, integrated pest management, and conservation buffers are five ways that farmers can practice stewardship of both soil and water resources on their farms. 
 

  • Crop Rotation including Perennial Crops 
Definition.  Diversified crop rotation involves incorporating perennials and small grains into the planting sequence along with row crops such as corn and soybeans.  Perennials are defined as plants that come up from roots each year rather than from seeds (L.L. Jackson, 2002), and include hay and forage crops such as alfalfa.  Small grains include closely spaced annuals, such as oats, barley, spring and winter wheat, and rye.  Examples of diversified crop rotations include: Corn – Soybeans – Oats/Alfalfa or Barley/Alfalfa – Alfalfa – Alfalfa (Chan-Muehlbauer et al., 1992; Gregory et al., 2003) or Corn – Soybeans – Oats/Peas or Barley/Peas – Alfalfa – Alfalfa  (Chan-Muehlbauer et al., 1992) 
 

Water Quality Benefits.  Incorporation of perennials and small grains into a crop rotation can significantly reduce erosion, runoff, and leaching.  Perennials are especially effective in preventing erosion because plant litter, crowns, and roots remain in place from year to year, protecting the soil (L.L. Jackson, 2002).  However, both perennials and small grains increase ground cover and root area, thus decreasing erosion, enhancing water infiltration, and reducing runoff and leaching (Altieri, 1987).  For example, a University of Minnesota study found that the corn-soybean row crop system drains far more water a perennial alfalfa system (Randall et al., 1997).  In a study of three farms in Northfield, MN, Gregory et al. (2003) found that runoff volume / cm rain in a conventional corn monoculture system with annual tillage was about 60 times greater that runoff from a farm using a five year rotation incorporating perennial crops (corn – soybeans – oats/alfalfa – alfalfa – alfalfa).  Reduced runoff from the rotation farm was associated with higher soil organic matter content, a more porous and less compacted soil structure, and increased invertebrate activity. 
 


 

alfalfa field
Compared with land in row crops, the soil of this alfalfa field is much less susceptible to erosion because of increased ground cover and roots that remain in place from year to year.

Crop rotation not only reduces runoff volume from farm fields, but also reduces nutrient losses to the watershed relative to monoculture systems.  Conventional monoculture farms typically require high fertilizer use in order to replenish nutrients depleted by growing continuous corn. In comparison to biologically fixed nitrogen, plants tend to use such fertilizer nitrogen inefficiently, leaving excess nitrate ions to be leached into the watershed as nutrient pollution (Caporali and Onnis, 1992; Follett and Delgado, 2002).   Conventional farms tend to experience high leaching due to rapid conversion of fertilizer ammonia nitrogen to the highly mobile nitrate form (Jackson, 2002) and shallow rooting systems of annual crops, which do not take up nitrogen throughout the soil profile (Woodmansee, 1984).  For example, elevated NO3- concentrations have also been observed in runoff from corn monocultures in Missouri (Blanchard and Lerch, 2000). 

On the other hand, rotation of corn and soybeans with alfalfa (a leguminous species that produces more nitrogen than it consumes due to nitrogen-fixing bacteria in its roots) decreases the amount of fertilizer that must be applied to obtain good yields, thus decreasing nutrient inputs to the watershed.  In a crop rotation incorporating perennial legumes, nitrogen is obtained from decaying organic matter from plant roots, which becomes mineralized gradually as the soil warms and plant nutrient demand rises.  Therefore, nutrient leaching is reduced because nitrogen availability and nitrogen uptake are better synchronized (L.L. Jackson, 2002).  Furthermore, the deep root systems of perennial crops can more effectively utilize soil nitrogen than shallow-rooted annual crops, because they are capable of taking up nitrogen in the lower soil horizons and during the winter when shallow-rooted summer cash crops do not (Woodmansee, 1984).  Drinkwater et al. (1998) found that loss of nitrogen due to leaching was 50% higher on conventional farm fields than on fields in incorporating perennial legumes into crop rotations due to the structural diversity of perennial root systems.  Gregory et al. (2003) also found lower N fluxes in runoff from a farm practicing crop rotation (corn – soybeans – oats/alfalfa – alfalfa – alfalfa) in comparison to a conventional corn monoculture.  The high nutrient losses from the conventional corn farm were accompanied by a much higher use of fertilizer nitrogen.  Increased nutrient uptake by the root systems of alfalfa combined with lower fertilizer use may explain the lower N fluxes observed in runoff from the rotation fields, as no fertilizer is applied during the years in which soybeans and alfalfa are grown (four out of every five years). 
 

  • No-Till Agriculture
Definition.  No-till agriculture consists of leaving the residue from the previous years’ crop on the field after harvest.  A no-till planter (grain or seed drill) is used to plant directly into the crop residue, with a coulter opening a narrow seed furrow in the surface residue, a disk or furrow opener dropping the seed into the furrow, and planter press wheels covering the seed and firming the seed bed (USDA / NRCS, 1999).  No-till agriculture should be used in conjunction with a nutrient management plan.  While no-till offers significant water quality benefits by decreasing erosion and nutrient losses in runoff, the potential for ground water contamination may increase if excessive amounts of fertilizer nutrients are applied due to the increased water infiltration that results from improved soil structure (USDA / NRCS, 1999).  A burndown may be needed in the spring prior to planting in order to control existing weeds (USDA / NRCS) and pre- and post-emergence herbicides are generally used to control weeds sprouting from seed (Randall et al., 2002). 

 

no till corn field
The corn stalks on this no-till farm are left on the fields after harvest to provide physical protection from wind and rain, thus decreasing erosion. 

Water Quality Benefits.  Like crop rotations, less intensive tillage systems also tend to reduce runoff volume (Sharpley, 1993).  Crop residue left on the surface of no-till farms protects the soil from mechanical disturbance and provides organic matter that enhances soil aggregation and water retaining capacities, both of which reduce runoff and pollution of aquatic systems (Holland and Coleman, 1987).  In the study of three farms in Northfield, MN, Gregory et al. (2003) found that runoff volume / cm rain in a conventional corn monoculture system with annual tillage was about 35 times greater than that of a corn-soybean no-till system.  As in the five-year crop rotation, the no-till farm had higher soil organic matter content, a more porous and less compacted soil structure, and increased invertebrate activity compared to the conventional farm. 

No-till farming also reduces sediment and associated nutrient losses to aquatic systems (Hansen et al. 2002; Sharpley, 1993; Sharpley et al., 1992).  This is because crop residue provides physical protection from wind and rain, thus decreasing erosion (Uri, 1999).  Some studies indicate that no-till agriculture can reduce erosion by 94% (USDA / NRCS, 1999).  Given that about 75-90% of P exported from cultivated lands is adsorbed to soil particles eroded in runoff, decreased erosion on the no-till farm due to plant residues on the soil surface could substantially reduce P loss (McDowell et al., 2001).  Such conclusions are borne out by the findings of Gregory et al. (2003): they found lower N and P fluxes in runoff from a no-till farm in comparison to a conventionally tilled farm.  Reduced erosion and nutrient loss in runoff from no-till farms do appear to translate into better surface water quality.  In the study of the effects of land-use on water quality in streams, Gregory and Primack (2003) found a negative correlation between the percentage of no-till agriculture in a buffer region adjacent to streams and the levels of sediment and nitrates in stream water samples. 
 

  • Nutrient Management
Definition.  Nutrient management involves increasing the efficiency of plant nutrient sources to optimize crop growth while minimizing nutrient losses to water (in leachate and runoff) and air (through volatilization).  This involves adjusting nutrient inputs based on the estimated production level, soil testing, irrigation water testing, and N credits from atmospheric deposition, manure, crop residue, and legume crops.  Measures are taken to reduce nutrient losses and minimize watershed contamination, including injection (to reduce volatilization and subsequent deposition in waterbodies), split application (to reduce leaching), and nitrogen stabilizers (USDA / NRCS, 1999). 
 

Water Quality Benefits.  By testing soil and plant tissue to determine the amount of fertilizer actually needed by the crops, and considering all sources of crop nutrients (i.e., atmospheric deposition, manure, crop residue, and legume crops), nutrient management can significantly reduce or even eliminate the application of chemical fertilizers.  By applying only the amount of fertilizer that will be taken up by the crop and applying it at the correct time, nutrient losses to the watershed are greatly reduced.  Nutrient management is most effective when integrated with other conservation practices, including crop rotation with a variety of rooting types to best utilize available nutrients in the soil, and no-till to reduce erosion and nutrient-rich runoff (USDA / NRCS, 1999). 
 

  • Integrated Pest Management
Definition.  Integrated pest management is an approach to management of weeds, insect pests, and diseases that utilizes cultural and biological pest control, with minimal amounts of chemical application only as a last resort (USDA / NRCS, 1999).  Cultural pest control involves using crop rotation and altered planting dates in order to break the pest life cycle.  Cover crops and trap crops may also be used to provide habitat for pest regulators (Jordan, 2002).  Biological control involves maintaining a healthy soil biota of predators and parasitoids that keep insect pests in check.  Chemicals are only applied when field examination or scouting indicates that they are needed in order to prevent severe economic damage.  In this situation, efforts are made to select the most environmentally benign chemicals (those that break down quickly and / or are strongly adsorbed to soil particles) (USDA / NRCS, 1999). 

Water Quality Benefits.  By promoting the use of cultural and biological controls, integrated pest management can reduce or even eliminate the use of chemical pesticides, thus reducing inputs to the watershed (USDA / NRCS, 1999).  In their comparison of conventional, rotation, and no-till farms, Gregory et al. (2003) found that the farm practicing crop rotation (corn – soybeans – oats/alfalfa – alfalfa – alfalfa) had the lowest pesticide use (less than one-third that of the continuous corn farm).  This was the result of diversified crop rotation, which has the effect of breaking pest life cycles and preventing buildup of pest populations.  The no-till farm also had much lower pesticide application (less than half that of the continuous corn farm), most likely due to enhanced biological control as a result of greater invertebrate populations. 
 

  • Conservation Buffers
Definition.  A conservation buffer is a strip of land in permanent vegetation that slows water runoff; improves water quality by filtering out sediment, nutrients, and pesticides; and stabilize riparian areas.  Alley cropping, contour buffer strips, field borders, filter strips, grassed waterways, riparian forests, windbreaks, and tree plantings are all buffers that can be used on farms to improve water quality (USDA / NRCS, 1999). 
 

Water Quality Benefits.  Maintaining conservation buffers as part of a diversified agricultural landscape can help mitigate non-point source (NPS) pollution.  Permanent vegetation facilitates the removal of suspended sediments and nutrients from overland storm and floodwaters, and also protects stream banks from erosion (Perry et al., 1999).  Fine roots and microbial communities on the soil surface, as well as above-ground plant structures, trap particulates and assimilate dissolved nutrients.  Anaerobic soils at the land-water interface and inputs of organic materials by vegetation also facilitate below-ground redox processes (such as denitrification) that remove excess nutrients from runoff before it enters a stream (Tabacchi et al., 1998).  The findings of Gregory and Primack (2003) support the effectiveness of riparian forest buffers in improving water quality: they found that forest buffer strips of 1 – 200 m widths adjacent to streams significantly reduced levels of sediment, nitrates, and soluble reactive phosphorous in stream water samples.
 


 

riparian forest buffer
Riparian forest buffers filter out excess sediment and nutrients from runoff before it enters a stream. 

(Photo from:  NRCS.  1997.  Riparian forest buffer conservation practice job sheet.  Accessed online at: http://www.unl.edu/nac/jobsheets/ripjob.pdf)


 
   Back to top

Government Programs: Effects on Conservation Farming

Government assistance for conservation on farms began in 1985 with the creation of the Conservation Reserve Program (CRP), a program that pays farmers to take highly erodible land out of production and maintain natural vegetation cover (Hosansky, 2002).  The Farm Security and Rural Investment Act of 2002 (Farm Bill) contains provisions for a number of conservation programs intended to provide cost-share, incentive payments, and technical assistance for farmers to maintain natural vegetation that will improve water quality and wildlife habitat, as well as implement conservation practices on working farmland (NRCS, 2002ab). 
 

Technical and Financial Assistance Programs for Conservation Farming

  • Conservation Reserve Program (CRP) / Conservation Reserve Enhancement Program (CREP)
The Conservation Reserve Program (CRP) encourages farmers to maintain natural vegetation on highly erodible lands by offering annual rental payments for 10-15 years and cost-share assistance (up to 50%) for the establishment of approved cover on eligible cropland (Baughman, 2002).  Filter strips, riparian buffers, and grass waterways are all among the environmental practices that may be installed on CRP land for the purpose of reducing erosion, runoff, and leaching, thus improving water quality (FSA, 1997). 

A 17-county area in southeast Minnesota will also be a part of the Conservation Reserve Enhancement Program (CREP), pending USDA approval of the state’s application (CRWP, 2003).  CREP combines federal monies with support from the state’s Reinvest in Minnesota (RIM) Reserve program.  This additional funding will help farmers set aside sensitive agricultural land to reduce erosion and sedimentation and preserve ground and surface water quality (FSA, 2003).
 

  • Environmental Quality Incentives Program (EQIP)
The Environmental Quality Incentives Program (EQIP) program, begun in 1997 and reauthorized in 2002, allocates funding for technical and financial assistance to agricultural producers in implementing conservation practices on working agricultural land.  Funds are allocated from NRCS to State conservationists, who then decide cost-share rates and allocate funds to local work groups.  Funds are allocated specifically to address NRCS National Priorities, including reduction of nonpoint source pollution (sediment, nutrients, and pesticides) (NRCS, 2003b).  In Minnesota, EQIP cost-share programs pay up to 75% of the costs of conservation buffers, such as field borders, filter strips, and riparian forests (Baughman, 2002). 
 
  • Conservation Security Program (CSP)
The Conservation Security Program (CSP), new in the 2002 Farm Bill, was authorized as an entitlement program, meaning that all farmers who develop an approved plan must receive funding (LSP, 2003b).  The CSP is designed to reward farmers that have implemented practices to conserve of one or more ‘resources of concern,’ including soil, water, air, plants, and animals (LSP, 2003c).  CSP also provides incentives for farmers not currently practicing conservation to improve stewardship on their lands; hence the slogan “CSP will reward the best and motivate the rest” (NRCS, 2003a).  Some of the practices that may be supported by CSP with significance for water quality include soil-conserving crop rotation, residue management (reduced tillage), nutrient management, integrated pest management, grassed waterways, and filter strips (LSP, 2003bc; NRCS, 2003a).  Incentives are to be provided in the form of three types of payments: 1) a base-rate payment consisting of 5-15% of the national per acre rental rate; 2) a cost-share payment up to 75% (90% for beginning farmers) of the cost of implementing a practice; and 3) an enhanced payment for exceptional conservation performance (LSP, 2003b; NRCS, 2003a). 
 
  • Wetlands Reserve Program (WRP)
The Wetlands Reserve Program (WRP) provides easement payments and cost-sharing to landowners for restoration of wetlands on their property.  The program offers 75% cost-sharing to restore destroyed wetlands if the landowner agrees to maintain the practice for 10 years, and pays 100% of the cost if the land is enrolled in a permanent or 30-year easement (Baughman, 2002).  This initiative helps improve water quality, as wetlands filter sediments and chemicals and contribute to groundwater recharge (NRCS, 2003c). 
 
 

Evaluation of Conservation Programs

While these conservation programs could or have made significant contributions to the implementation of watershed conservation practices on farms, several provisions in the rule-making and appropriations for the CSP and EQIP in particular limit their potential to promote good land stewardship and watershed conservation on working farmland. 

In the proposed 2004 USDA budget, appropriations for CSP have fallen short of what is needed to make it an effective program available to all farmers wishing to implement conservation practices.  The proposed budget caps CSP funding at $2 billion over 10 years, which would remove its status as an entitlement program (LSP, 2003a).  Enrollment is now limited to selected watersheds (NRCS, 2003a).  The proposed budget for CSP also sets base payments at .5 - 1.5% of local rental rates, instead of the 5 - 15% required by law.  Cost-share payments are set at 5% of out-of-pocket costs, in comparison with the 75% or 90% (for beginning farmers) required by the law (LSP, 2004b).  Furthermore, the proposed rules issued by the USDA in January 2004 fail to reward soil-conserving crop rotations in enhancement payments (LSP, 2004a). 

The administration of the EQIP program also has some problems that may limit its potential to help small and medium-sized farmers implement watershed conservation practices on their operations.  In the EQIP reauthorization in the 2002 Farm Bill, 50% of conservation spending will go to the EQIP program, where individual operators or corporate owners of large farms may now receive $450,000.  Many environmental and rural advocacy groups feel that this cap is too high to effectively ensure that conservation funding will accrue to small- and medium-sized farms, which are often excellent stewards of soil, water, and biodiversity resources (Bell-Sheeter, 2003; EWG, 2003c; LSP, 2003a; Mittal, 2002; Rural Coalition, 2002). 

Overall, while the conservation provisions in the 2002 Farm Bill have great potential to enable farmers to improve watershed conservation on their lands, inadequate funding and problematic rulemaking with a bias against sustainable practices and small and medium-sized family-owned farms may compromise this potential. 
 

   Back to top


Barriers to Conservation Farming: Political, Economic, and Social Aspects

Lack of Experience, Knowledge, and Information

In a survey of sustainable farmers in Minnesota and Wisconsin conducted by the Land Stewardship Project, lack of experience was the most frequently cited challenge to implementing sustainable practices on their farms, with 49% of the respondents.  The #3 and #5 responses were lack of knowledge regarding sustainable farming practices (35%) and difficulty finding information (24%) (LSP, 2003d). 
 
 

Farm Policy

The second most widely cited challenge to implementing sustainable farming practices in the LSP survey was current farm policy, with 43% of the farmers (LSP, 2003d).  Several aspects of the structure of commodity payments work against watershed conservation practices (such as soil-conserving crop rotations) and small and medium-sized family farms that effectively preserve soil and water resources. 
 

  • Direct and Counter-Cyclical Payments: Focus on Program Crops Discourages Soil-Conserving Crop Rotations and Agroforestry
In the 2002 Farm Bill, the majority of subsidy payments are directed toward traditional grain and cotton row crops, namely corn, soybeans, wheat, barley, oats, sorghum, rice, and cotton (Bell-Sheeter, 2003; Cox, 2001; Gray, 2002a; Hosansky, 2002; Hansen, 2003; LSP, 2003a; Mittal, 2002; Rural Coalition, 2002a).  Direct and counter-cyclical payments are made according to a farmer’s historical base acreage planted in program crops, and production levels of these crops.  Under the 2002 Farm Bill, base acreage updates will be determined by the average plantings for each crop from 1998-2001, including a zero for any year that a program crop was not planted (Gray, 2002a).  This penalizes farmers for rotating their crops and makes systems that incorporate soil-conserving crops (such as alfalfa) less profitable than continuous row cropping.  The farm subsidy system thus discourages crop rotation and diversification into crops that have the potential to prevent soil erosion and leaching of nutrients and pesticides into the watershed (Brennan, 2003; Hosansky, 2002; Mittal, 2002; Walker et al., 2002). 

Perennial tree crops (such as fruits) and vegetables are not eligible to receive subsidies in the 2002 Farm Bill (Bell-Sheeter, 2002; Gray, 2002b; Hansen, 2003).  Fruits and vegetables are also excluded from the planting flexibility provision that allows producers to plant alternative crops on base acreage and still receive direct and counter-cyclical payments for the covered crop.  The Secretary of Agriculture may assess a penalty for the planting of base acres to fruits and vegetables, thus discouraging diversification into agro-forestry systems that incorporate trees into the agroecosystem (Bell-Sheeter, 2002; Gray, 2002ab). 

Therefore, because row crops are associated with high levels of erosion and fertilizer and pesticide use, and the focus on program crops in commodity payments encourages continuous planting of row crops and discourages soil-conserving crop rotations and agroforestry, the current structure of farm subsidies may be considered a barrier to watershed conservation on farms (see Literature Review, Water Quality Benefits of Sustainable Agricultural Practices). 
 

  • Loan Deficiency Payments Based on Production
Loan Deficiency Payments (LDPs), unlike direct and counter-cyclical payments, are based on current production of program crops (Gray, 2002a).  Tying subsidy payments to production of program crops not only contributes to surpluses that drive down prices, but also presents a threat to watershed conservation by encouraging chemical-intensive monocultures and expansion of production onto marginal lands (Hoefner, 2002; Mittal, 2002). 

While the highest yield of a single crop is often obtained by planting it in a monoculture – which is one reason farmers seeking the highest loan deficiency payments may choose to plant their fields in this manner -- such practices also leave bare ground in between crop rows vulnerable to erosion and weed infestation, requiring high inputs of fertilizers and herbicides (Rosset, 1999).  Monocultures also make a crop more susceptible to pests and diseases, requiring high pesticide inputs that are likely to find their way into the watershed in runoff.  In contrast, crop rotation and intercropping make it more difficult for the pathogens and pests to build up and spread among their host plants.  More diverse agroecosystems also support higher populations of beneficial insect predators, which function to control insect pests (Cunningham and Saigo, 2001; Pimentel et al., 1992).  By encouraging monocultures and discouraging crop rotation and intercropping, loan deficiency payments contribute to higher inputs of sediment, fertilizers, herbicides, and pesticides to watersheds. 

Another way that loan deficiency payments discourage watershed conservation is by promoting the planting of program crops ‘fence post to fence post’ and the expansion of production onto marginal lands  (Hoefner, 2002; Mittal, 2002).  Such practices, while increasing crops eligible for subsidy payments, neglect the conservation benefits of leaving field edges and marginal farmlands in native vegetation that filters out sediment and nutrients from runoff water (see Literature Review, Water Quality Benefits of Sustainable Agricultural Practices). 

Therefore, because loan deficiency payments tied to production provide incentives for planting of chemical-intensive monocultures, discourage crop rotation and intercropping with non-program crops, and encourage crop expansion onto field edges and marginal farmland, such subsidies pose a threat to watershed conservation by promoting practices that increase erosion and increase inputs of fertilizers, herbicides, and pesticides to the watershed in runoff. 
 

  • Lack of Effective Cap on Subsidies Biases Payment to Large Farms
The lack of an effective cap on subsidies results in the majority of payments being directed toward large farms owned by corporations or absentee landowners.  The 2002 Farm Bill capped government payments to a single operation at $360,000 per year, but there are too many exemptions to make even this excessive sum enforceable (Hansen, 2003; Hosansky, 2002; Mittal, 2002; Rural Coalition, 2002a).  For example, a single person may receive subsidy payments for up to three operations (Gray, 2002a).  Furthermore, USDA is unable to track recipient-level information for subsidies paid to corporations or to banks, which further increases the amount that may accrue to a single individual (EWG, 2003c).  The result is that corporations, if structured properly, may avoid many payment limits (Gray, 2002a).  For example, the 39 owners of Tyler Farms (headquartered in Phillips County, Arkansas) are organized into 66 separate ‘corporations,’ each eligible for subsidy payments (Lancaster, 2002).  In fact, the largest 10% of farm subsidy recipients receive two-thirds of the payments (EWG, 2003c, Hosansky, 2002; Mittal, 2002) while only 40% of US farmers receive any subsidies at all (Hansen, 2003; EWG, 2003a; Lancaster, 2002). 

The bias in farm subsidy payments toward large farms owned by corporations or absentee landowners results in an increase in land prices and large farms outbidding of small and medium-sized family farms in the purchase of land (Hansen, 2003; Hassenbrook, 2002; Hosansky, 2002).   The relatively little support allocated for conservation programs in the 2002 Farm Bill (23% of Farm Bill funding as opposed to 73% for commodity payments) will further marginalize small and medium-sized farmers, as they tend to benefit from conservation programs (EWG, 2003ab).  Consolidation of large farms and a decline in family ownership ultimately results in a decrease in environmental stewardship and watershed conservation.  This is because in comparison to large monoculture farms owned by corporations seeking to maximize production of a single crop, small and medium-sized family farms are highly diversified, producing a variety of crops for regional markets.  Because the people that work the land have a vested interest in sustainability of soil resources, family farms also maintain more land in woodlands and cover crops that prevent erosion and watershed contamination (Rosset, 1999). 

Therefore, because of policies unfavorable to small and medium-sized, diversified, family-owned farms in the 2002 Farm Bill commodity payments policies, this production-oriented rather that conservation-oriented farm policy fails to promote sustainable agriculture and watershed conservation. 
 
 

Economic Considerations: Perceived Lower Yield and Initial Capital Investments

While farm policy is commonly cited as a barrier to soil-conserving crop rotations, lack of confidence in yields is often a primary concern in adoption of conservation tillage.  In a study in southern Ontario, Wandel and Smithers (2000) noted that yield concerns were articulated with regard to the specific conditions of poorly drained clay soils of the region being studied.  Thus, even with research demonstrating the agronomic and economic viability of no-till farming, in a profession with very narrow profit margin farmers understandably worry whether these results are applicable to their local soil type and climate. 

The initial capital investment involved in switching to more sustainable farming methods is another formidable economic barrier, as the transition to sustainable agriculture often requires a switch in expensive machinery (for example, from a moldboard plow to a no-till seed drill) (Brennan, 2003).  Sustainable farmers in the Land Stewardship Project survey (25%) named the lack of external funding for such initial investments as an impediment to sustainable agriculture.  The survey also revealed that while 89% of farmers see ‘sustainable farming’ as equally or more profitable than conventional farming, only 35% of lenders shared this belief (LSP, 2003d).  Therefore, farmers desiring to adopt conservation agriculture may have a more difficult time obtaining loans to procure the initial capital to do so. 

Research indicates that financial resources may indeed play an important role in farmers’ ability to adopt conservation farming practices.  While smaller farms may leave more land in natural vegetation and show greater adoption of labor-intensive conservation practices, studies in the Midwest (Napier et al., 2000), southern Ontario (Wandel and Smithers, 2000) and the Pacific Northwest (Upadhyay et al., 2003) showed that larger farms are actually more likely to adopt new technologies such as conservation tillage.  Furthermore, off-farm income (Napier et al., 2000; Upadhyay et al., 2003) and higher farm receipts (Napier et al., 2000; Wandel and Smithers, 2000) contributed positively to conservation tillage and other conservation practice adoption.  This may indicate that farmers with more finances to invest were able to purchase conservation tillage equipment, while farmers with few financial resources may experience more difficulty in making the initial investments required to transition from conventional to sustainable agriculture.  In the southern Ontario study, the cost of owning conservation equipment was the third most frequently cited barrier to adoption of conservation tillage among the farmers interviewed (Wandel and Smithers, 2000). 
 
 

Social Pressure

Finally, social pressures from landowners and peers to continue with traditional practices may present a barrier to adoption of new practices such as no-till farming.  This factor was cited by 22% of farmers participating in the Land Stewardship Project survey on barriers to sustainable agriculture (LSP, 2003d).  In his interviews with a number of farmers in the Northfield, Minnesota area, Streit (2003) noted that the corn stalk and bean plant residue left on the surface of no-till fields to protect against erosion is referred to by the farmers as ‘trash’ and is often seen in a negative light by neighbors with neatly plowed fields. 
 

   Back to top


Creating an Enabling Environment for Conservation Farming

Education: Farmer Information Networks, Extension Services, On-Farm Research

  • Farmer Information Networks
The fact that lack of experience in sustainable farming practices was cited as the #1 barrier to implementation of sustainable agriculture in the Land Stewardship Project survey indicates that education may have a significant role to play in creating an enabling environment for conservation farming (LSP, 2003d).  Research has shown that networking with other farmers can be an important factor in ensuring ecological and economic success in the transition to sustainable agriculture (Badgley, 2003; Campbell, 1997; DeVore, 2002).  For example, in a study of conservation tillage adoption in southern Ontario, a significant number of farmers were motivated to try the technology based on the success of their neighbors (Wandel and Smithers, 2000).   The effectiveness programs such as the Integrated Pest Management program of the Lodi-Woodbridge Winegrape Commission and the Community Alliance with Family Farmers in California lies in the fact that they are farmer-led, although they may also include Cooperative Extension advisors, pest control advisors, and researchers (Campbell, 1997).  Farmer leadership was also integral to the success of a project begun by the Land Stewardship Project and the Sustainable Farming Association of Minnesota to promote rotational grazing.  In this program, farmer-to-farmer information exchange increased farmer confidence in the economic viability of the new practice (Badgley, 2003). 
 
  • Extension Education
In addition to farmer information networks, extension education can also play an important role in providing technical assistance for conservation farming.  A significant number of farmers in the southern Ontario study cited extension education programs and field demonstrations as influential in their initial decision to adopt conservation tillage (Wandel and Smithers, 2000).   A study of conservation practice adoption in the Pacific Northwest found that education and awareness of regional erosion control programs aided adoption of practices such as conservation tillage, continuous spring cropping, and vegetative windbreaks (Upadhyay et al., 2003).   In a study of ten watersheds, the USDA Economic Research Service (ERS) also found that education had a significant positive effect on farmers’ willingness to adopt watershed conservation practices such as nutrient management (split nitrogen application) and biological pest control (Caswell, 2001).  Due to the importance of education in adoption of watershed conservation practices on farms, the USDA suggests expanding technical assistance, demonstrations, and consulting services in order to facilitate adoption of these practices (Caswell, 2001). 
 
  • On-Farm Research
While farmers who have successfully pioneered conservation practices can assure their neighbors of the economic viability of sustainable agriculture, scientists also have an important role to play in documenting the ecological benefits that result from conservation farming practices.  Given that many farmers worry about whether practices such as conservation tillage are applicable to their farms, on-farm research documenting the performance of conservation farming under local soil and climatic conditions may have an important role to play in demonstrating the production benefits that accrue from soil conservation (Wandel and Smithers, 2000).  On-farm research can also provide confidence in the effectiveness of conservation farming in improving soil and water quality.  For example, in the Land Stewardship Project / Sustainable Farming Association rotational grazing program in Minnesota, on-farm research provided evidence of improvements in water quality due to decreased erosion (Badgley, 2003). 
 
 

Increasing the Economic Viability of Sustainable Agriculture: Local Food Systems 

Many economists feel that the survival of small and medium-sized farms will depend upon their ability to develop markets among concerned citizens seeking to purchase food produced in an environmentally sound and socially equitable manner (Hansen, 2003).  There are several promising developments in regional marketing that can have a significant impact on improving the economic viability of sustainable agriculture.  Community-supported agriculture (CSA) is a model in which customers buy a share from a farm in their area, and then receive a bag or box of in-season produce each week throughout the growing season.  CSAs tend to be small, family farms that use organic (chemical-free) or other environmentally sustainable methods of production (D.L. Jackson, 2002).  Farmer’s markets are another option that have allowed many sustainable farmers to remain economically viable (Campbell, 1997; Korfmacher, 2000). 
 
 

Incentives for Conservation and Community Development: Changes in U.S. Farm Policy

Farm policy has tremendous influence over the crops farmers choose to plant and the production practices that they employ.  At present, farm policy encourages monoculture production of row crops, thus leading to soil erosion and heavy application of chemical fertilizers and pesticides while discouraging soil-conserving crop rotations, intercropping, and agroforestry.  Therefore, changes in U.S. farm policy are needed in order to ensure the economic viability of alternative production systems that effectively conserve soil and water resources. 
 

  • Support for Soil-Conserving Crops
Recognition of the benefits of non-program crops in federal farm policy, and particularly support for crop rotations incorporating perennials and agroforestry, could play a major role in helping farmers conserve soil and water (Randall, 2003).  By de-emphasizing already-overproduced row crops and providing incentives for growing perennial cover crops such as alfalfa, farm policy could ensure that soil-conserving crop rotations are economically comparable or superior to monocultures of row crops, thus using tax dollars to provide true societal benefits that extend beyond the farm in the form of cleaner water (Hosansky, 2003). 
 
  • Compliance-Based Conservation Incentive Programs
Another farm policy change that could create an enabling environment for conservation farming is shifting federal farm spending resources from commodity payments, which facilitate concentration of land and monoculture row crop production, toward farmland conservation programs, which tend to benefit small, diversified, family farms that practice soil and water conservation (EWG, 2003ab).  Such incentive programs should tie government assistance to conservation practices on the farm and facilitate active NRCS involvement in assisting farmers implement these practices (Randall, 2003). 

Past experience has shown that tying soil and watershed conservation to farm subsidies is the most effective way to conserve these resources: soil erosion has decreased by 40% since the 1985 Farm Bill stipulated that farmers on highly erodible land must implement conservation practices in order to receive federal support.  However, over half the cropland that is currently eroding faster than soil is being regenerated (that is, above the soil tolerance level ‘T’) is not highly erodible land.  Expanding conservation compliance requirements to non-highly erodible land and offering technical and financial assistance to all farms could help ensure that soil and watershed conservation concerns are addressed more broadly (Cox, 2001). 
 

  • Family Farm / Rural Development Focus
As discussed previously (see Literature Review, Barriers to Conservation Farming --  Farm Policy), small and medium-sized family farms tend to be excellent stewards of soil and water resources because they are highly diversified, maintain land in woodlands and cover crops that prevent erosion and watershed contamination, and are managed by people with a long-term interest in the farm’s productive capacity and local water quality (Rosset, 1999).  Therefore, farm policies that help ensure the economic viability of such farms have an important role to play in enabling watershed conservation in agricultural communities. 

As discussed previously (see Literature Review, Increasing the Economic Viability of Sustainable Agriculture: Local Food Systems), marketing locally produced crops produced in an environmentally sound manner is a key factor in making farms that protect watersheds also economically viable. To this end, increased funding for the Community Food Security Program, which provides grants to community-based organizations to implement programs that will improve local food security, could enable small farmers in poor communities diversify their production to meet local needs while conserving soil and water resources.  While the 2002 Farm Bill doubled funding for this program to $5 million per year, at the time only 20% of applicants were granted funding, indicating a need for even more support (Rural Coalition, 2002a).  Funds should also be set aside for the development of cooperatives and farmer-owned value-added processing facilities in order to ensure the viability of small farms (Rural Coalition, 2002b).  Finally, funding is needed for programs that ensure equitable access to local food produced in an environmentally sound way (Rural Coalition, 2002b).  For example, increased funding for the Women, Infants, and Children and Senior Farmer’s Market Nutrition Program (FMNP) under the 2002 Farm Bill is currently enabling low-incomes groups to purchase fresh fruits and vegetables directly from sustainable producers (Rural Coalition, 2002a).  Such programs should be continued and expanded both for their direct social benefits and indirect environmental benefits (i.e., support for diversified farms that conserve soil and water resources). 
 

   Back to top
 


--- Home --- Methodology --- Watershed Conservation on Northfield Farms  --- 
In Pictures: Northfield Farms --- Educational Program Development for Conservation Farming in Northfield, MN --  Conclusions --- Acknowledgements --- 
Literature Cited --- 

Unless otherwise noted, all photos on this site were taken by the author (Megan Gregory).