Chapter V: Objections from a Practical Point of View
Principles on Trial |
Moralizers
| Dirty Hands and Practical Politics
The Imperative of Self-Defense
| Chapter Index
PRINCIPLES ON TRIAL
The warring state permits itself every such
misdeed, every such act of violence, as would disgrace the individual man.
It practices not only the accepted stratagems, but also deliberate lying
and deception against the enemy;... [It maintains] an excess of secrecy,
and a censorship of news and expressions of opinion that renders the
spirits of those thus intellectually oppressed defenseless against every
unfavorable turn of events and every sinister rumor. It absolves itself
from the guarantees and contracts it had formed with other states, and
makes unabashed confession of its rapacity and lust for power, which the
private individual is then called upon to sanction in the name of
patriotism.
-- SIGMUND FREUD, "Reflections Upon War and Death."
Freud wrote
these words in 1915, shortly after the outbreak of the First World War. They
convey the disillusioned horror felt by so many at witnessing the brutality,
the deceit, the secrecy, and the abject lawlessness of governments in
wartime and, above all, at seeing their hypocrisy in prescribing standards
for private individuals that they themselves had no intention of observing.
But Freud held out little hope for change. The disillusionment, he insisted,
came from having nurtured an illusion in the first place -- the illusion
that human societies had reached a level of civilization where wars, if
fought at all, would be brief, chivalrous crusades conducted with the utmost
concern to minimize suffering and to protect noncombatants. This would never
happen, he suggested, since the most primitive instincts lie close to the
surface in all societies. The layer of socially imposed moral constraints is
vanishingly thin, easily damaged in times of conflict. Wars would continue
to be as bitter and cruel as ever, only more and more destructive because of
the growing "perfection" of weapons. Freud ended, in utter
pessimism, by suggesting that the saying "If you desire peace, prepare
for war" might now best be paraphrased as "If you would endure
life, be prepared for death."
Across the Atlantic, President Woodrow Wilson
expressed similar horror over the conduct of the Great War. But he drew
exactly the opposite conclusions. For him, the illusion lay in taking that
conduct to reflect a permanent fact of human nature and thus giving
up the effort to seek a moral world order. The standard of government
conduct should be set as high as that of personal conduct, and nothing
should be allowed to stand in the way of enforcing it. The majority of the
world's citizens loathed war and violence, secrecy, and oppression; if only
their voices could be heard, he argued, and if only leaders were to seek
"open convenants openly arrived at," reform would be irresistible.
As the United States prepared to enter the
war, hopes rose that the resulting infusion of force and idealism could
indeed bring an end to all future wars. Wilson's stature, at home and
abroad, lent credence to these hopes. Here was a man with the broad and
generous perspective and the moral principles that Kant had called for.
Having been granted unprecedented power to put them into practice, he had
formulated a strategy informed both by scholarship and practical politics.
Above all, he had the will to give himself wholeheartedly to this task.
Wilson was convinced, moreover, that it was
America's task to show the way. He insisted that the principles of America
were also those of mankind. America's flag, he claimed, was humanity's flag;
and there could be no retreat, no compromising the cause of that humanity.
Before him, many had spoken of the "white man's burden" in
civilizing the world; in 1891, W. T. Stead had written that "the
English-speaking race is one of the chief of God's chosen agents for
executing coming improvements in the lot of mankind." That Wilson had
narrowed the leadership role to his country alone surprised few who had
witnessed the nation's euphoria over "manifest destiny" in
previous decades.
By the beginning of the Paris Peace
Conference in 1919, Wilson's fervor was such that a tight-lipped Georges
Clemenceau likened him to Moses bearing the Ten Commandments. Inexperienced
in foreign affairs, he was unprepared for the maelstrom of forces
confronting him. His strategy of persuasion had been formulated without
adequate attention to the "friction" of which Clausewitz had
written. Before long, increasingly ill and fatigued, Wilson had seen most of
his Fourteen Points cut back. The secret deliberations and machinations at
the conference made his "open covenants openly arrived at" a
meaningless phrase. Conquered populations, far from being free to choose
their nationality, were ruthlessly divided up to satisfy European powers.
French and British demands for exorbitant German reparations carried the
day. And in the end, Wilson's fellow Americans rejected the League of
Nations, which he had worked so hard to establish.
It was inevitable that Wilson's missionary
zeal and the collapse of his efforts would trouble even those who were in
sympathy with many of his internationalist goals. His moralistic stance and
his failure to take the realities of practical politics into consideration
made many observers recoil, not only from his advocacy of a new moral order,
but from taking morality into account at all in the conduct of foreign
policy. Their views were reinforced as they heard endless bombast about
peace in the decades after the War and winced at lofty but impotent
proposals such as the 1928 Kellogg-Briand Pact outlawing war.
Seasoned observers like Hans Morgenthau,
Raymond Aron, and George Kennan reacted against such impractical idealism by
adopting what they called a "realist" stance in international
politics. Their attitude, close to that of Clausewitz but more carefully
worked out, was one of strong opposition to what they saw as a moralistic
approach to foreign policy. The first business of government, they argued,
is not what is right in some abstract sense but what best serves a nation's
interest. To act otherwise is likely to encourage false expectations and to
bring about political failures resulting in needless human suffering. Thus
Morgenthau held that the First World War had been prolonged unnecessarily
beyond merely securing the defeat of the enemy in order to "make the
world safe for democracy." Those who insisted on morality in foreign
policy have been, according to such realist views, innocuous utopians and
hypocrites at best and, at worst, fanatics willing to go to any length to
impose their views.
Underlying the realist conclusion that it is
impossible to rely on morality in foreign policy, one often finds a
relativist claim: if we look at the many conflicting moral principles that
have been invoked by governments through the centuries, we shall be hard put
to find any unanimity. Apart from windy generalizations, no moral values
hold for all societies. Thus, George Kennan notes in a recent article that
"there are no internationally accepted standards of morality to which
the U.S. government could appeal if it wished to act in the name of moral
principles."
Up to a point, Kennan is surely right. It is
true that standards differ from nation to nation and that even the most
widely known moral codes, such as the Ten Commandments or the Buddhist Five
Precepts, overlap only in part. This should caution reformers against
imagining that others must adopt, wholesale, the particular ideals common in
their own societies. But it does not prove Kennan's claim that there are no
internationally recognized moral standards; for, as suggested in Chapter
II, the codes do have much in common concerning the most fundamental
constraints--on violence, deceit, and betrayal in particular--that human
societies have sought to impose on conduct. Breaking a truce was as
reprehensible in Homer's day as it is in our time. And the practices of
genocide and other atrocities in our century have received near-universal
condemnation.
There is nothing mysterious or
self-contradictory about showing what the American Declaration of
Independence called "a decent respect to the opinions of mankind."
The fact that not all cultures have identical moral standards should not
lead us to conclude that they can agree on none. Nor is everything lost just
because there is disagreement on the moral judgments we take to be
fundamental. Fanatics may argue that genocide is morally legitimate; this
does nothing to undermine the authority of the general consensus on the
issue.
Even if realists were to find such an
argument persuasive in principle, it would do nothing to alter their
condemnation of those who invoke morality in international affairs, for
their central point is an utterly practical one. What does it matter if the
governments of, say, Chile, South Africa, Afghanistan, or Iran solemnly join
in condemning torture, so long as they continue to practice it? Hypocrisy
and inconsistency have been the rule in foreign policy, not the exception,
as debates in the U.N. General Assembly can make painfully clear. The
governments most zealous in pointing to the vices of others tend to think
nothing of their own, while accepting those of their allies without batting
an eyelash. Leaders have too often invoked morality to cover up for
particularly egregious actions. Throughout history, the cruelest crusades
and most vicious inquisitions have been conducted in the name of some
religious or secular dogma that was declared so exalted, so self-evidently
superior as to justify any amount of violence and persecution.
It was against such a background that George
Kennan warned against "the carrying over into the affairs of states of
the concepts of right and wrong, the assumption that state behavior is a fit
subject for moral judgment." Such assumptions, though rooted in a
desire to do away with war and violence,
make violence more enduring, more terrible,
and more destructive to political stability than did the older motives of
national interest. A war fought in the name of high moral principle finds
no early end short of some form of total domination?
Public
officials responsible for blatantly aggressive policies often invoke moral
principles quite cynically, without taking them seriously for one moment.
But if aggressors believe in the righteousness of their cause, they are--if
anything--even more dangerous. To the extent that they identify their own
cause with all that is good, and their adversary with Satan or absolute
evil, they are especially likely to fall prey to the pathology of
partisanship: their perspective may contract to the point where they no
longer stop to question actions that they would otherwise find repugnant. In
either case, whether they use moral language cynically or self-righteously,
the discrepancy between their words and their actions generates distrust
both at home and abroad.
The fact that governments have so often
invoked moral principles naively, hypocritically, inconsistently, or in
order to exploit and oppress, justifies every caution. Moralistic language
can indeed be counterproductive. But this conclusion hardly proves that all
moral principles should be set aside in practical contexts. Causing harm
poses a greater problem for someone concerned to act morally than for one
who has jettisoned all such concern. It is self-contradictory to insist on
abandoning all moral concerns in international relations on the (inherently
moral) grounds of wanting to reduce suffering. To do so is also unnecessary.
Laws and medicine can also be abused, yet no one suggests that they should
be abolished. It is hypocrisy and abuse that should be fought, not the laws
or the medicine or the moral principles themselves.
This distinction finds illustration in
Woodrow Wilson's own presidency. In spite of his railing against U.S.
intervention in Central America, more such interventions took place during
his term of office than during any previous period. His explanations were of
the most idealistic nature: thus, after the bombardment of Vera Cruz in
April 1914, he assured the world that the United States had "gone down
to Mexico to serve mankind." At the very least, such claims raise
doubts about Wilson's sincerity and about his consistency in invoking his
ideal of nonintervention. But our legitimate doubts about Wilson do nothing
either to support or to undercut the principle of nonintervention itself.
Similarly, the fact that South African officials discourse on the need for
nonviolence, while engaging in ruthless violence against blacks and
dissenters and against neighboring nations, shows blatant hypocrisy and
inconsistency; but it does nothing to prove that all appeals for
nonviolence are worthless and insincere.
Wilson's realist critics were surely right in
showing how such dissonance between language and action serves only to
increase public skepticism and distrust. But it was an illusion for them to
suppose that a sphere of foreign affairs could be separated out from
domestic affairs and denuded of moral considerations. It was an illusion,
too, and one increasingly anachronistic in the nuclear era, to believe that
if every nation tried to steer clear of moral language, common survival
would somehow be better ensured through the workings of some unseen hand or
of a balance of power. Realism today requires the abandonment of these
illusions, but it also calls for heeding the warnings of Morgenthau and
Kennan and others against moralizing and the abuses that it has so often
brought in its wake. If, as I have argued, moral constraints are now
indispensable in international relations as elsewhere, but if they are also,
as the realists suggest, likely to be misused out of hypocrisy, ignorance,
or fanaticism, then it matters to recognize what forms this misuse takes and
to minimize each one.
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